Lee, Jae Chel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2012-09-21 | 2012-12-14 | Rep | Dealing in futures contracts | 2012-09-21 | 2012-12-14 | Rep | Dealing in securities | 2012-09-21 | 2012-12-14 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2004-10-18 | 2008-01-11 | Rep | Automated trading services | 2005-07-13 | 2008-01-11 | Rep | Automated trading services | 2009-02-05 | 2012-06-04 | Rep | Dealing in securities | 2009-02-05 | 2012-06-04 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2005-07-13 | 2008-01-11 | Rep | Dealing in futures contracts | 2005-07-13 | 2008-01-11 | Rep | Automated trading services | 2009-02-05 | 2010-12-06 | Rep | Dealing in futures contracts | 2009-02-05 | 2010-12-06 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-06-04 |
| 5 | Polygon Investment Partners HK Limited | Rep | Asset management | 2008-03-31 | 2009-01-30 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2015-01-12 | 2015-01-16 |
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