Lee, Patrick Jing Wan 李敬文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-08-25 | 2012-05-29 | Rep | Automated trading services | 2010-04-26 | 2012-05-29 |
| 2 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2006-08-25 | 2010-12-06 | Rep | Automated trading services | 2010-04-26 | 2010-12-06 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-05-29 |
| 4 | MUFG Securities Asia Limited | Rep | Advising on securities | 2016-02-24 | 2019-07-25 | Rep | Dealing in futures contracts | 2016-02-24 | 2020-03-25 | Rep | Dealing in securities | 2016-02-24 | 2020-03-25 |
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