Lee, King Hang (SFC:AXV267) 李璟恆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2011-08-10 | 2013-09-05 | Rep | Dealing in securities | 2011-08-10 | 2016-06-30 |
| 2 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2011-08-10 | 2013-09-05 | Rep | Dealing in futures contracts | 2011-08-10 | 2016-06-30 | Rep | Automated trading services | 2014-02-21 | 2016-06-30 | Rep | Dealing in securities | 2014-02-21 | 2016-06-30 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2016-08-16 | Rep | Dealing in securities | 2016-08-16 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2016-08-16 | 2016-12-18 | Rep | Dealing in securities | 2016-08-16 | 2016-12-18 | Rep | Automated trading services | 2016-12-19 | Rep | Dealing in securities | 2016-12-19 | Rep | Dealing in futures contracts | 2019-02-22 |
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