Lee, Desmond Wing Sin 李永善
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2009-08-11 | 2015-01-19 | Rep | Dealing in securities | 2009-08-11 | 2015-12-04 |
2 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2015-01-19 | 2015-12-04 |
3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2006-01-16 | 2007-06-30 |
4 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Advising on securities | 2018-11-05 | Rep | Dealing in securities | 2018-11-05 |
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