Lee, Wing Yin (SFC:AMY655) 李穎然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-03-21 | 2007-09-03 |
| 2 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2006-01-23 | 2007-09-03 |
| 3 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-03-21 | 2007-09-03 |
| 4 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-10-15 | 2011-02-25 |
| 5 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-10-15 | 2011-02-25 | Rep | Dealing in securities | 2007-10-15 | 2011-02-25 |
| 6 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2011-03-01 | 2013-08-01 |
| 7 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-03-01 | 2013-08-01 |
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