Li, Ang (SFC:APF219) 李昂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-11-10 | 2021-09-18 | Rep | Advising on securities | 2020-12-17 | 2021-09-18 |
2 | Inflexion Macro Capital Management Limited | RO | Advising on securities | 2021-09-23 | RO | Asset management | 2021-09-23 | RO | Dealing in securities | 2021-09-23 |
3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-07-09 | 2015-05-26 | Rep | Automated trading services | 2010-04-26 | 2013-09-05 |
4 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-11-08 | 2010-12-06 | Rep | Automated trading services | 2010-04-26 | 2010-12-06 |
5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2015-05-26 |
6 | SFM HK Management Limited | Rep | Asset management | 2015-08-13 | 2018-01-12 | RO | Asset management | 2018-01-12 | 2020-05-15 | RO | Dealing in futures contracts | 2018-06-14 | 2020-05-15 | RO | Dealing in securities | 2018-06-14 | 2020-05-15 |
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