Li, Katherine Bei 李蓓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Antarctica Asset Management (Asia) Limited | Rep | Advising on securities | 2022-09-19 | 2022-10-25 | Rep | Asset management | 2022-09-19 | 2022-10-25 | RO | Advising on securities | 2022-10-25 | RO | Asset management | 2022-10-25 | RO | Dealing in securities | 2023-04-24 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2004-03-25 | 2007-03-30 |
| 3 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2005-04-14 | 2007-03-30 | Rep | Dealing in futures contracts | 2005-04-14 | 2007-03-30 |
| 4 | JINGDONG Coinlink Technology Hong Kong Limited | RO | Advising on securities | 2019-08-26 | 2020-12-21 | RO | Asset management | 2019-08-26 | 2020-12-21 |
| 5 | Leonteq Securities (Hong Kong) Limited | Rep | Advising on securities | 2015-09-22 | 2017-04-10 | Rep | Dealing in securities | 2015-09-22 | 2017-04-10 |
| 6 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2007-05-02 | 2012-01-10 | Rep | Dealing in securities | 2007-05-02 | 2012-01-10 |
| 7 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2007-05-02 | 2010-12-06 | Rep | Dealing in futures contracts | 2007-05-02 | 2010-12-06 |
| 8 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-01-10 |
| 9 | Sensible Asset Management Limited | Rep | Advising on securities | 2021-07-29 | 2021-10-08 | Rep | Asset management | 2021-07-29 | 2021-10-08 | RO | Advising on securities | 2021-10-08 | 2022-03-28 | RO | Asset management | 2021-10-08 | 2022-03-28 | RO | Dealing in securities | 2022-01-27 | 2022-03-28 |
| 10 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2021-07-29 | 2021-10-08 | Rep | Dealing in securities | 2021-07-29 | 2021-10-08 | Rep | Asset management | 2021-07-29 | 2022-03-28 | RO | Advising on securities | 2021-10-08 | 2022-03-28 | RO | Dealing in securities | 2021-10-08 | 2022-03-28 |
| 11 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2021-07-29 | 2021-10-08 | Rep | Dealing in securities | 2021-07-29 | 2021-10-08 | Rep | Asset management | 2021-07-29 | 2022-03-28 | RO | Advising on securities | 2021-10-08 | 2022-03-28 | RO | Dealing in securities | 2021-10-08 | 2022-03-28 |
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