Li, Xuan (SFC:ARI945) 李璇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2016-03-01 | 2023-09-06 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-07-23 | 2015-11-26 | Rep | Automated trading services | 2010-03-10 | 2013-09-05 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2012-01-09 | 2015-11-26 |
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