Lim, David Aik Liang
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Davidson Kempner Asia Limited | Rep | Asset management | 2019-11-21 | 2021-02-04 |
| 2 | MARSHALL WACE ASIA LIMITED | Rep | Asset management | 2021-03-11 | Rep | Dealing in securities | 2021-05-11 |
| 3 | Maso Capital Partners Limited | Rep | Asset management | 2014-05-29 | 2017-06-16 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2011-08-01 | 2012-10-26 | Rep | Dealing in securities | 2011-08-01 | 2012-10-26 |
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