Lin, Chris

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Dealing in securities 2008-07-02 2011-08-03
Rep Advising on securities 2008-09-17 2011-08-03
2 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in futures contracts 2008-07-02 2011-08-03
Rep Dealing in securities 2008-07-02 2011-08-03
3 Morgan Stanley Asia Limited Rep Dealing in securities 2011-09-02 2012-05-14
4 Morgan Stanley Hong Kong Securities Limited Rep Dealing in futures contracts 2011-09-02 2012-05-14

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