Lin, Nan (SFC:AXI594) 林楠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PIMCO Asia Limited | Rep | Advising on securities | 2022-05-26 | |
| 2 | PIMCO Asia Limited | Rep | Asset management | 2022-05-26 | |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2011-05-30 | 2013-09-05 |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Automated trading services | 2019-01-18 | 2022-02-05 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-05-30 | 2016-02-05 |
| 6 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2016-05-19 | 2016-10-10 |
| 7 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2022-02-05 |
| 8 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2011-05-30 | 2016-02-05 |
| 9 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2016-05-19 | 2022-02-05 |
| 10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2019-01-18 | 2022-02-05 |
| 11 | PIMCO Asia Limited | Rep | Dealing in securities | 2022-05-26 |
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