Liu, Chao-ming 劉昭明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2013-06-14 | 2013-12-30 | Rep | Dealing in securities | 2013-06-14 | 2013-12-30 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-06-14 | 2013-08-31 | Rep | Dealing in securities | 2013-06-14 | 2013-08-31 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-01-19 | 2007-01-01 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-01-19 | 2007-01-01 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2011-09-12 | 2012-05-14 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-09-12 | 2012-05-14 |
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