Liu, Sum Ching 廖心澄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2004-06-24 | |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-01-08 | Rep | Asset management | 2004-01-08 | Rep | Advising on securities | 2005-01-07 | Rep | Dealing in securities | 2005-01-07 | Rep | Dealing in futures contracts | 2004-06-24 | 2005-01-07 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2005-01-18 | 2012-05-14 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2005-01-18 | 2010-12-06 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
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