Lo, Chia-Chen 羅家真
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2008-07-02 | 2010-07-28 | Rep | Advising on securities | 2008-09-17 | 2010-07-28 | Rep | Advising on securities | 2013-09-02 | 2017-01-16 | Rep | Dealing in futures contracts | 2013-09-02 | 2017-01-16 | Rep | Dealing in securities | 2013-09-02 | 2017-01-16 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2008-07-02 | 2010-07-28 | Rep | Dealing in securities | 2008-07-02 | 2010-07-28 |
| 3 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2020-02-12 | 2020-07-04 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2010-09-09 | 2012-05-14 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2010-09-09 | 2010-12-06 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| 7 | Wisdom Asset Management Limited (HK) | Rep | Advising on securities | 2020-09-16 | Rep | Asset management | 2020-09-16 | Rep | Dealing in securities | 2020-09-16 |
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