Lo, Charmaine Shuk Man 羅淑文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ACTELLIGENT CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2019-06-24 | 2022-07-20 | RO | Asset management | 2019-06-24 | 2022-07-20 |
| 2 | EMP-DAIWA CAPITAL ASIA LIMITED | Rep | Advising on securities | 2008-09-29 | 2010-08-31 |
| 3 | Makto Capital Management Limited | Rep | Asset management | 2017-09-07 | 2018-02-08 | Rep | Advising on securities | 2017-10-23 | 2018-02-08 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2006-08-14 | 2008-09-10 | Rep | Advising on securities | 2006-08-14 | 2008-09-10 | Rep | Dealing in securities | 2006-08-14 | 2008-09-10 |
| 5 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2006-08-14 | 2008-09-10 | Rep | Advising on securities | 2006-08-14 | 2008-09-10 | Rep | Dealing in securities | 2006-08-14 | 2008-09-10 |
| 6 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2010-09-07 | 2011-10-03 | Rep | Dealing in securities | 2010-09-07 | 2011-10-03 |
| 7 | Pinpoint Asset Management Limited | Rep | Asset management | 2016-06-29 | 2017-03-03 |
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