Look, Rosalind
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Advisors | Rep | Advising on securities | 2004-04-20 | 2008-11-17 | Rep | Asset management | 2004-04-20 | 2008-11-17 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2004-04-20 | 2008-11-17 | Rep | Asset management | 2004-04-20 | 2008-11-17 |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2009-08-21 | 2013-09-05 | Rep | Dealing in securities | 2009-08-21 | 2018-11-30 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2009-08-21 | 2010-12-06 | Rep | Dealing in futures contracts | 2009-08-21 | 2010-12-06 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2018-11-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy