Luk, Karen Yuen San 陸潤珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2011-11-04 | 2014-07-25 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2004-07-09 | 2011-10-17 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2004-07-09 | 2010-12-06 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2004-07-09 | 2011-05-01 | Rep | Dealing in futures contracts | 2010-12-06 | 2011-10-17 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2014-09-30 |
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