Mak, Eugene Wan Yan 麥穎恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | iCapital Advisory Limited | Rep | Advising on securities | 2019-11-20 | 2020-04-03 | Rep | Dealing in securities | 2019-11-20 | 2020-04-03 | RO | Advising on securities | 2020-04-03 | 2020-09-28 | RO | Dealing in securities | 2020-04-03 | 2020-09-28 |
| 2 | Jin Yi Financial Group Limited | Rep | Advising on securities | 2022-08-16 | Rep | Asset management | 2022-08-16 | Rep | Dealing in securities | 2022-08-16 |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2008-05-28 | 2011-03-09 | Rep | Dealing in securities | 2008-05-28 | 2011-03-09 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2008-05-28 | 2010-12-06 | Rep | Dealing in futures contracts | 2008-05-28 | 2010-12-06 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2011-03-09 |
| 6 | NATIXIS ASIA LIMITED | Rep | Advising on futures contracts | 2011-12-01 | 2013-12-20 | Rep | Advising on securities | 2011-12-01 | 2013-12-20 | Rep | Dealing in futures contracts | 2011-12-01 | 2013-12-20 | Rep | Dealing in securities | 2011-12-01 | 2013-12-20 |
| 7 | SILVERBRICKS ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2022-02-21 | 2022-06-10 | Rep | Asset management | 2022-02-21 | 2022-06-10 |
| 8 | SILVERBRICKS SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2022-03-14 | 2022-06-10 |
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