Mak, Eugene Wan Yan 麥穎恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NATIXIS ASIA LIMITED | Rep | Advising on futures contracts | 2011-12-01 | 2013-12-20 |
| 2 | NATIXIS ASIA LIMITED | Rep | Advising on securities | 2011-12-01 | 2013-12-20 | iCapital Advisory Limited | Rep | 2019-11-20 | 2020-04-03 | iCapital Advisory Limited | RO | 2020-04-03 | 2020-09-28 | SILVERBRICKS ASSET MANAGEMENT COMPANY LIMITED | Rep | 2022-02-21 | 2022-06-10 | Jin Yi Financial Group Limited | Rep | 2022-08-16 |
| 3 | SILVERBRICKS ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2022-02-21 | 2022-06-10 | Jin Yi Financial Group Limited | Rep | 2022-08-16 |
| 4 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2008-05-28 | 2011-03-09 | Morgan Stanley Hong Kong Futures Limited | Rep | 2008-05-28 | 2010-12-06 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2008-05-28 | 2010-12-06 | Morgan Stanley Hong Kong Securities Limited | Rep | 2010-12-06 | 2011-03-09 | NATIXIS ASIA LIMITED | Rep | 2011-12-01 | 2013-12-20 |
| 6 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-05-28 | 2011-03-09 | NATIXIS ASIA LIMITED | Rep | 2011-12-01 | 2013-12-20 | iCapital Advisory Limited | Rep | 2019-11-20 | 2020-04-03 | iCapital Advisory Limited | RO | 2020-04-03 | 2020-09-28 | SILVERBRICKS SECURITIES COMPANY LIMITED | Rep | 2022-03-14 | 2022-06-10 | Jin Yi Financial Group Limited | Rep | 2022-08-16 |
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