Mak, Marian Yuen Man 麥沅雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA HOLDINGS LIMITED | Rep | Advising on corporate finance | 2003-08-21 | Rep | Advising on securities | 2003-08-21 | Rep | Asset management | 2003-08-21 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Asset management | 2003-08-21 | Rep | Advising on securities | 2005-03-10 | Rep | Advising on corporate finance | 2007-04-10 | Rep | Dealing in securities | 2005-03-10 | 2007-04-10 |
| 3 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2005-03-10 | 2007-04-10 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2010-01-04 | 2017-01-24 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2010-01-04 | 2010-12-06 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2017-01-24 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy