Mittal, Raghav
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2006-04-10 | 2009-09-10 |
| 2 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-04-10 | 2008-01-01 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2009-11-30 | Rep | Automated trading services | 2009-12-01 | 2013-07-24 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2009-12-01 | 2010-12-06 | Rep | Dealing in futures contracts | 2009-12-01 | 2010-12-06 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | Rep | Dealing in securities | 2013-07-03 | Rep | Automated trading services | 2013-07-24 |
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