Ng, Ching Ho 吳政豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ENHANCED INVESTMENT PRODUCTS LIMITED | Rep | Advising on securities | 2021-02-18 | 2022-08-31 | Rep | Asset management | 2021-02-18 | 2022-08-31 | Rep | Advising on futures contracts | 2021-03-08 | 2022-08-31 |
| 2 | IDEG Asset Management (Hong Kong) Limited | Rep | Asset management | 2019-05-07 | 2019-05-29 | RO | Advising on securities | 2019-05-29 | 2020-11-02 | RO | Asset management | 2019-05-29 | 2020-11-02 | Rep | Dealing in securities | 2019-09-03 | 2020-11-02 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2014-10-09 | 2016-06-07 |
| 4 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2011-05-25 | 2012-10-29 | Rep | Dealing in securities | 2011-05-25 | 2012-10-29 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-05-25 | 2012-10-29 | Rep | Dealing in securities | 2011-05-25 | 2012-10-29 |
| 6 | SEEKERS ADVISORS H.K. LIMITED | Rep | Asset management | 2017-03-13 | 2018-09-17 |
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