Ng, Hoi Dick 吳凱迪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2014-09-19 | 2018-08-09 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2013-06-18 | 2014-06-05 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2013-06-18 | 2014-06-05 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2007-03-22 | 2010-01-18 | Rep | Dealing in securities | 2007-03-22 | 2013-03-19 | Rep | Dealing in securities | 2018-11-07 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2012-01-20 | 2013-03-19 | Rep | Dealing in futures contracts | 2018-11-15 |
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