Omuro, Tomoyoshi
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2018-10-04 | 2018-12-03 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2022-10-31 | 2022-11-04 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-09-17 | 2007-09-24 | Rep | Dealing in securities | 2007-10-02 | 2007-10-09 | Rep | Dealing in securities | 2007-10-22 | 2007-10-29 | Rep | Dealing in securities | 2007-11-12 | 2007-11-19 | Rep | Dealing in securities | 2008-06-16 | 2008-06-23 | Rep | Dealing in securities | 2009-08-17 | 2016-02-12 |
| 4 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2016-12-14 | 2016-12-16 |
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