Oyarbide Seco, Carlos Alfonso
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-07-12 | 2007-04-24 | Rep | Advising on securities | 2003-07-12 | 2007-04-24 | Rep | Dealing in securities | 2007-01-04 | 2007-04-24 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2007-08-09 | 2015-12-31 | Rep | Dealing in securities | 2007-08-09 | 2015-12-31 |
| 3 | Yellow River Global Capital Limited | RO | Advising on securities | 2016-04-21 | RO | Asset management | 2016-04-21 | RO | Dealing in securities | 2016-04-21 | 2018-06-13 |
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