Pang, Kai Chun 彭啟晉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADMIRAL INVESTMENT LIMITED | Rep | Advising on securities | 2013-11-08 | 2014-09-01 | Rep | Asset management | 2013-11-08 | 2014-09-01 | Rep | Dealing in securities | 2013-11-08 | 2014-09-01 |
| 2 | Anbang Asset Management (Hong Kong) Co. Limited | Rep | Advising on securities | 2014-09-23 | 2014-10-22 | Rep | Asset management | 2014-09-23 | 2014-10-22 | Rep | Dealing in securities | 2014-09-23 | 2014-10-22 |
| 3 | Beevest Fortune Asset Management Limited | RO | Advising on securities | 2021-10-20 | 2021-12-30 | RO | Asset management | 2021-10-20 | 2021-12-30 |
| 4 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-05-04 | 2011-05-31 | Rep | Advising on securities | 2011-05-04 | 2011-05-31 | Rep | Dealing in securities | 2011-05-04 | 2011-05-31 |
| 5 | Greenland (Asia) Securities Co., Limited | Rep | Advising on securities | 2018-03-06 | 2018-03-15 | Rep | Asset management | 2018-03-06 | 2018-03-15 | RO | Advising on securities | 2018-03-15 | 2020-05-29 | RO | Asset management | 2018-03-15 | 2020-05-29 |
| 6 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2011-08-05 | 2012-04-27 | Rep | Dealing in securities | 2011-08-05 | 2012-04-27 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2007-01-04 | 2009-01-15 | Rep | Dealing in securities | 2007-01-04 | 2009-01-15 | Rep | Advising on securities | 2007-05-15 | 2009-01-15 |
| 8 | Pixiu Asset Management Limited | Rep | Advising on securities | 2020-09-08 | 2020-11-17 | Rep | Asset management | 2020-09-08 | 2020-11-17 | RO | Advising on securities | 2020-11-17 | 2021-07-31 | RO | Asset management | 2020-11-17 | 2021-07-31 |
| 9 | ROYAL MORGAN FUND MANAGEMENT CO. LIMITED | RO | Advising on securities | 2017-09-27 | 2018-02-28 | RO | Asset management | 2017-09-27 | 2018-02-28 | RO | Dealing in securities | 2017-09-27 | 2018-02-28 |
| 10 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2015-01-07 | 2016-05-25 | Rep | Dealing in securities | 2015-01-07 | 2016-05-25 |
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