Prince, Stephen Michael
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2023-05-15 | 2024-03-25 | Rep | Dealing in securities | 2023-05-15 | 2024-03-25 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2008-01-15 | 2011-07-06 |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2011-08-08 | 2013-07-24 | Rep | Dealing in securities | 2011-08-08 | 2021-09-24 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-08-08 | 2021-09-24 | Rep | Dealing in securities | 2011-08-08 | 2021-09-24 | Rep | Automated trading services | 2013-07-24 | 2021-09-24 |
| 5 | Segantii Capital Management Limited | Rep | Asset management | 2021-11-24 | 2022-12-09 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy