Raccah, Saul George
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Canaccord Genuity (Hong Kong) Limited | Rep | Advising on securities | 2013-11-21 | 2014-02-10 | Rep | Dealing in securities | 2013-11-21 | 2014-02-10 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2007-07-04 | 2007-08-23 | Rep | Dealing in securities | 2007-07-04 | 2007-08-23 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2007-07-04 | 2007-08-23 |
| 4 | Green Capital Limited (HK) | Rep | Advising on corporate finance | 2017-02-14 | 2017-09-30 |
| 5 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2007-09-17 | 2013-01-14 | Rep | Dealing in securities | 2007-09-17 | 2013-01-14 |
| 6 | Tor Investment Management (Hong Kong) Limited | Rep | Asset management | 2019-07-04 | 2022-02-09 |
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