Reza, Mehdee
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2003-08-22 | Rep | Advising on corporate finance | 2004-02-10 | Rep | Advising on securities | 2004-02-10 | Rep | Asset management | 2004-02-10 | Rep | Dealing in securities | 2004-02-10 |
| 2 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2006-11-20 | 2013-09-05 | Rep | Dealing in securities | 2006-11-20 | 2013-10-22 | RO | Dealing in securities | 2013-10-22 | 2022-01-14 | RO | Advising on futures contracts | 2021-02-17 | 2022-01-14 | RO | Advising on securities | 2021-02-17 | 2022-01-14 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2006-11-20 | 2010-12-06 | Rep | Dealing in futures contracts | 2006-11-20 | 2010-12-06 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2013-10-22 | RO | Dealing in futures contracts | 2013-10-22 | 2022-01-14 | Rep | Automated trading services | 2021-05-27 | 2021-08-17 | Rep | Dealing in securities | 2021-05-27 | 2021-08-17 | RO | Automated trading services | 2021-08-17 | 2022-01-14 | RO | Dealing in securities | 2021-08-17 | 2022-01-14 |
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