Samtani, Prem Haroomal Ramchand
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-09-25 | 2012-04-05 | Rep | Automated trading services | 2011-02-01 | 2012-04-05 |
| 2 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-02-01 | 2012-04-05 | Rep | Dealing in securities | 2011-02-01 | 2012-04-05 |
| 3 | SOFAER GLOBAL RESEARCH (HK) LIMITED | Rep | Advising on corporate finance | 2003-12-22 | Rep | Advising on securities | 2004-08-09 | Rep | Asset management | 2004-08-09 |
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