Schwille, Mark Andrew
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2017-09-04 | 2018-03-23 | Rep | Advising on securities | 2017-09-04 | 2018-03-23 | Rep | Dealing in securities | 2017-09-04 | 2018-03-23 | RO | Advising on corporate finance | 2018-03-23 | 2024-01-31 | RO | Advising on securities | 2018-03-23 | 2024-01-31 | RO | Dealing in securities | 2018-03-23 | 2024-01-31 |
| 2 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2017-09-04 | 2018-03-23 | Rep | Advising on securities | 2017-09-04 | 2018-03-23 | Rep | Dealing in securities | 2017-09-04 | 2018-03-23 | RO | Advising on corporate finance | 2018-03-23 | 2024-01-31 | RO | Advising on securities | 2018-03-23 | 2024-01-31 | RO | Dealing in securities | 2018-03-23 | 2024-01-31 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-20 | 2012-06-19 | Rep | Dealing in securities | 2004-02-20 | 2012-06-19 | RO | Advising on corporate finance | 2012-06-19 | 2017-05-19 | RO | Dealing in securities | 2012-06-19 | 2017-05-19 |
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