Scott, Julian Bowd
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2018-05-03 | 2021-03-11 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-05-03 | 2021-03-11 | Rep | Dealing in securities | 2018-05-03 | 2021-03-11 |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2010-07-02 | 2012-06-07 | Rep | Dealing in securities | 2010-07-02 | 2012-06-07 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2010-07-02 | 2010-12-06 | Rep | Dealing in futures contracts | 2010-07-02 | 2010-12-06 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2010-07-02 | 2012-06-07 | Rep | Dealing in futures contracts | 2010-12-06 | 2012-06-07 |
| 6 | Segantii Capital Management Limited | Rep | Asset management | 2021-05-10 | 2021-12-13 | RO | Asset management | 2021-12-13 | 2023-03-06 | Rep | Asset management | 2023-03-06 | 2024-01-15 |
| 7 | Trafalgar Capital Management (HK) Limited | Rep | Asset management | 2014-10-14 | 2015-12-31 |
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