Sethuraman, Anuradha
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2009-07-06 | 2018-06-05 | Rep | Automated trading services | 2010-12-20 | 2013-09-05 |
| 2 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2016-08-17 | 2018-06-05 |
| 3 | NATIXIS ASIA LIMITED | Rep | Dealing in securities | 2018-08-15 | Rep | Advising on securities | 2018-08-30 |
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