Shen, Li (SFC:AVS017) 沈莉

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Morgan Stanley Asia Limited Rep Advising on corporate finance 2010-08-30 2012-01-10
2 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED Rep Advising on corporate finance 2012-05-11 2016-12-31
3 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Advising on corporate finance 2013-03-28
4 Morgan Stanley Asia Limited Rep Dealing in securities 2010-08-30 2012-01-10

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