Sim, Kyu Jung 沈揆正
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Carlyle Global Credit (Asia) Limited | Rep | Asset management | 2015-06-15 | 2019-09-15 |
| 2 | CDIB Capital International (Hong Kong) Corporation Limited | Rep | Advising on securities | 2022-09-05 | 2022-12-31 | Rep | Dealing in securities | 2022-09-05 | 2022-12-31 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2007-01-12 | 2015-01-05 | Rep | Dealing in securities | 2007-01-12 | 2015-01-05 |
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