Sims, Simon (SFC:APJ780)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-08-08 | 2024-03-27 | Rep | Automated trading services | 2011-07-29 | 2013-07-24 | RO | Dealing in securities | 2024-03-27 |
| 2 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2011-07-29 | 2024-03-27 | Rep | Dealing in futures contracts | 2013-05-09 | 2024-03-27 | Rep | Automated trading services | 2013-07-24 | 2024-03-27 | RO | Automated trading services | 2024-03-27 | RO | Dealing in futures contracts | 2024-03-27 | RO | Dealing in securities | 2024-03-27 |
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