Sims, Simon (SFC:APJ780)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-08-08 | 2024-03-27 |
| 2 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2011-07-29 | 2013-07-24 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2011-07-29 | 2024-03-27 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2013-05-09 | 2024-03-27 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2013-07-24 | 2024-03-27 |
| 6 | Morgan Stanley Asia Limited | RO | Dealing in securities | 2024-03-27 | |
| 7 | Morgan Stanley Hong Kong Securities Limited | RO | Automated trading services | 2024-03-27 | |
| 8 | Morgan Stanley Hong Kong Securities Limited | RO | Dealing in futures contracts | 2024-03-27 | |
| 9 | Morgan Stanley Hong Kong Securities Limited | RO | Dealing in securities | 2024-03-27 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy