Soejima, Tomokazu
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-01-23 | 2006-01-30 | Rep | Dealing in securities | 2006-09-11 | 2006-09-17 | Rep | Dealing in securities | 2007-03-14 | 2007-03-20 | Rep | Dealing in securities | 2008-03-31 | 2008-04-07 | Rep | Dealing in securities | 2009-06-26 | 2012-01-11 |
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