Song, Ting-Wen 宋鼎文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-08-07 | 2017-05-25 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2017-10-20 | 2018-05-25 | Rep | Dealing in securities | 2017-10-20 | 2018-05-25 | Rep | Dealing in futures contracts | 2018-09-03 | 2018-09-07 | Rep | Dealing in securities | 2018-09-03 | 2018-09-07 | Rep | Dealing in securities | 2019-03-04 | 2019-03-08 | Rep | Dealing in securities | 2019-09-05 | 2019-09-12 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2017-10-20 | 2018-05-25 | Rep | Dealing in securities | 2017-10-20 | 2018-05-25 | Rep | Dealing in futures contracts | 2018-09-03 | 2018-09-07 | Rep | Dealing in securities | 2018-09-03 | 2018-09-07 |
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