Spence, Andrew Charles
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Athos Capital Limited | Rep | Asset management | 2022-04-12 | |
| 2 | DRAGON CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2015-07-10 | 2017-01-01 |
| 3 | ELLIOTT ADVISORS (HK) LIMITED | Rep | Asset management | 2006-08-28 | 2006-12-31 |
| 4 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2007-03-19 | 2013-07-24 | Rep | Dealing in securities | 2007-03-19 | 2013-11-26 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2007-03-19 | 2010-12-06 | Rep | Dealing in futures contracts | 2007-03-19 | 2010-12-06 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2007-03-19 | 2013-11-26 | Rep | Dealing in futures contracts | 2010-12-06 | 2013-11-26 | Rep | Automated trading services | 2013-07-24 | 2013-11-26 |
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