Spence, Andrew Charles

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Athos Capital Limited Rep Asset management 2022-04-12
2 ELLIOTT ADVISORS (HK) LIMITED Rep Asset management 2006-08-28 2006-12-31
3 Morgan Stanley Hong Kong Futures Limited Rep Automated trading services 2007-03-19 2010-12-06
4 Morgan Stanley Hong Kong Futures Limited Rep Dealing in futures contracts 2007-03-19 2010-12-06
5 Morgan Stanley Asia Limited Rep Automated trading services 2007-03-19 2013-07-24
6 Morgan Stanley Asia Limited Rep Dealing in securities 2007-03-19 2013-11-26
7 Morgan Stanley Hong Kong Securities Limited Rep Dealing in securities 2007-03-19 2013-11-26
8 Morgan Stanley Hong Kong Securities Limited Rep Dealing in futures contracts 2010-12-06 2013-11-26
9 Morgan Stanley Hong Kong Securities Limited Rep Automated trading services 2013-07-24 2013-11-26
10 DRAGON CAPITAL MANAGEMENT (HK) LIMITED Rep Asset management 2015-07-10 2017-01-01

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