Sudharsan, Srinivasan (SFC:AQS476)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-04-01 | 2009-06-01 | Rep | Dealing in securities | 2013-09-23 | 2014-02-08 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2008-04-01 | 2009-06-01 | Rep | Dealing in futures contracts | 2013-09-23 | 2014-02-08 | Rep | Dealing in securities | 2013-09-23 | 2014-02-08 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-04-01 | 2009-06-01 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2009-08-31 | 2013-01-14 | Rep | Automated trading services | 2009-09-02 | 2013-01-14 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2009-08-31 | 2010-12-06 | Rep | Automated trading services | 2009-09-02 | 2010-12-06 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2009-08-31 | 2013-01-14 | Rep | Dealing in futures contracts | 2010-12-06 | 2013-01-14 |
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