Sze, Wing 施榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI Bullion Company Limited | Rep | Advising on corporate finance | 2003-10-30 | Rep | Advising on securities | 2003-10-30 | Rep | Asset management | 2003-10-30 | Rep | Automated trading services | 2004-04-29 | Rep | Dealing in securities | 2004-05-17 |
| 2 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-01-07 | 2004-05-17 |
| 3 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-01-07 | 2004-05-17 |
| 4 | Goldin Equities Limited | Rep | Advising on corporate finance | 2003-10-30 | Rep | Advising on securities | 2003-10-30 | Rep | Asset management | 2003-10-30 | Rep | Dealing in securities | 2004-05-17 |
| 5 | INVESCO HONG KONG LIMITED | Rep | Asset management | 2010-07-16 | 2010-11-13 |
| 6 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2011-03-28 | 2012-08-31 | Rep | Dealing in securities | 2011-03-28 | 2012-08-31 |
| 7 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-03-28 | 2012-08-31 | Rep | Dealing in securities | 2011-03-28 | 2012-08-31 |
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