Tam, Ka Yun 譚家潤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALL OPTIONS ASIA LIMITED | Rep | Dealing in futures contracts | 2010-06-17 | 2010-12-31 | Rep | Dealing in securities | 2010-06-17 | 2010-12-31 |
| 2 | All Options Hong Kong Limited | Rep | Dealing in futures contracts | 2010-06-17 | 2010-12-31 | Rep | Dealing in securities | 2010-06-17 | 2010-12-31 |
| 3 | IMC Asia Pacific Limited | Rep | Dealing in futures contracts | 2009-07-13 | 2010-03-01 | Rep | Dealing in securities | 2009-07-13 | 2010-03-01 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2013-09-02 | |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2013-09-02 | Rep | Dealing in securities | 2013-09-02 |
| 6 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2011-06-29 | 2013-07-24 | Rep | Dealing in securities | 2011-06-29 | 2013-07-31 |
| 7 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-06-29 | 2013-07-31 | Rep | Dealing in securities | 2011-06-29 | 2013-07-31 | Rep | Automated trading services | 2013-07-24 | 2013-07-31 |
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