Tam, Joyce Van See 譚尹斯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2004-02-11 | Rep | Dealing in securities | 2008-06-13 | Rep | Dealing in securities | 2010-03-11 | 2010-05-24 | Rep | Dealing in securities | 2011-07-18 | 2012-05-14 | Rep | Dealing in securities | 2012-07-09 | 2013-08-01 |
| 2 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2004-02-11 | Rep | Dealing in futures contracts | 2008-06-13 | Rep | Dealing in futures contracts | 2010-03-11 | 2010-05-24 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-07-18 | 2012-05-14 | Rep | Dealing in futures contracts | 2012-07-09 | 2013-08-01 |
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