Tan, Siew Ming 陳秀敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2011-09-07 | 2018-03-29 | RO | Dealing in securities | 2018-03-29 |
| 2 | THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED | Rep | Dealing in securities | 2008-12-19 | 2009-12-23 | RO | Dealing in securities | 2009-12-23 | 2011-07-31 |
| 3 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2004-12-29 | 2008-09-26 | Rep | Asset management | 2004-12-29 | 2008-09-26 |
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