Tan, Yun Yang 陳韻揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2005-01-26 | 2006-07-29 |
| 2 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2005-01-26 | 2006-07-29 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-08-28 | 2009-07-22 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2009-10-23 | 2015-12-08 | Rep | Automated trading services | 2010-01-13 | 2013-09-05 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2009-10-29 | 2010-12-06 | Rep | Automated trading services | 2010-01-13 | 2010-12-06 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2015-12-08 |
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