Tang, Min (SFC:AVM772) 湯敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2010-07-20 | 2011-03-18 |
| 2 | Harvest Global Capital Investments Limited | Rep | Dealing in securities | 2019-11-21 | 2021-03-09 | Rep | Advising on securities | 2020-01-29 | 2021-03-09 | Rep | Asset management | 2020-01-29 | 2021-03-09 |
| 3 | INNOVATION ASSET MANAGEMENT CO., LIMITED | Rep | Advising on securities | 2021-05-04 | 2023-05-31 | Rep | Asset management | 2021-05-04 | 2023-05-31 |
| 4 | INNOVATION SECURITIES CO., LIMITED | Rep | Dealing in securities | 2021-05-04 | 2023-05-31 |
| 5 | Morgan Stanley Asia Limited | Rep | Advising on futures contracts | 2011-05-23 | 2013-01-10 | Rep | Advising on securities | 2011-05-23 | 2013-01-10 | Rep | Automated trading services | 2011-05-23 | 2013-01-10 | Rep | Dealing in securities | 2011-05-23 | 2013-01-10 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-05-23 | 2013-01-10 | Rep | Dealing in securities | 2011-05-23 | 2013-01-10 |
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