Tang, Winnie Wing Sze 鄧詠詩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Hong Kong Limited | Rep | Advising on corporate finance | 2003-07-23 | Rep | Advising on securities | 2003-07-23 | Rep | Asset management | 2003-07-23 |
| 2 | BNY Mellon Investment Management Hong Kong Limited | Rep | Advising on securities | 2021-12-13 | 2022-02-23 | Rep | Asset management | 2021-12-13 | 2022-02-23 | Rep | Dealing in securities | 2021-12-13 | 2022-02-23 |
| 3 | Cynergy Asset Management Limited | Rep | Advising on securities | 2017-07-11 | 2018-05-31 | Rep | Asset management | 2017-07-26 | 2018-05-31 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2011-04-08 | 2012-02-17 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-04-08 | 2012-02-17 |
| 6 | SP Securities Limited | Rep | Advising on securities | 2016-08-15 | 2017-06-02 | Rep | Dealing in securities | 2016-08-15 | 2017-06-02 |
| 7 | Vontobel Wealth Management (Hong Kong) Limited | Rep | Advising on securities | 2016-06-10 | 2016-08-01 | Rep | Dealing in securities | 2016-06-10 | 2016-08-01 |
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