Thiruvengadasamy, Balaji
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2007-05-25 | 2011-04-13 | Rep | Dealing in securities | 2007-05-25 | 2011-04-13 | Rep | Dealing in futures contracts | 2012-05-25 | 2015-08-31 | Rep | Dealing in securities | 2012-05-25 | 2015-08-31 | Rep | Dealing in securities | 2015-09-25 | 2015-10-02 | Rep | Dealing in securities | 2015-11-09 | 2015-11-13 | Rep | Dealing in securities | 2015-12-18 | 2015-12-31 |
| 2 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2011-06-13 | 2012-05-22 | Rep | Dealing in securities | 2011-06-13 | 2012-05-22 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-06-13 | 2012-05-22 | Rep | Dealing in securities | 2011-06-13 | 2012-05-22 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-03-09 | 2020-09-23 |
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